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The Surveyor Monitor

The trade surveillance and regulatory reporting landscape is growing more complex by the day. We encourage you to view us as a resource – ever vigilant, informative, and ready to help you enhance your approach to trade surveillance. Keep it here for our latest news, media coverage, and perspectives on the industry landscape.

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The Surveyor Monitor

Tools for the Job: Takeaways from FINRA’s Annual Conference

May 30, 2024

The Surveyor Monitor

An Appetite to Switch: Insights from SIFMA’s C&L Seminar

April 17, 2024

The Surveyor Monitor

Dealer Registration: Don’t Overlook Trade Surveillance

March 14, 2024

The Surveyor Monitor

ETFs: Prepare Today for Scrutiny

February 5, 2024

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