Rules 605 and 606 have been on the books since November 2000, giving investors and the market visibility into how broker-dealers route orders and how well those orders get executed.
Explore trade surveillance and compliance with insights from experts on ensuring fair prediction markets and detecting suspicious activity.
The shift towards 24/5 equities trading and the rapid growth of prediction markets are presenting new challenges for trade surveillance. With trading activity increasingly spanning multiple venues, instruments and time zones, identifying potential market abuse is becoming more complex, particularly where suspicious behaviour crosses traditional market boundaries.
A common thread across many of our client conversations right now is a deceptively simple question: how do you build for a market when you don’t know exactly what that market will look like a year from now?
Markets are moving toward longer trading hours, new products and new ways of participating, bringing new considerations for the teams responsible for oversight.
In the September edition of The Monitor, we’re looking at what the move toward 23/5 means for surveillance, why behavioral context matters as trading patterns change, and how flexible technology and data infrastructure can help firms adapt.
Trillium Surveyor Expands Into Prediction Markets as Capital Markets Interest Grows
