Trade Surveillance. Made Elegant.

Surveyor is a trade surveillance platform offering an unparalleled combination
of power and ease of use, helping capital markets firms save time and avoid fines

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Gain a bird’s-eye view of your firm’s trading health and how it’s trending.
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View the new events flagged by our system as easily as you would open an email.
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Access and analyze all relevant data for a given event on one screen, with a plain-English guide to walk you through it.
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Use built-in workflow tools to control the state of an event, collaborate with colleagues, or export findings as a PDF to review with external parties.

Act Confidently with Accurate Detection and Intuitive Displays

Market participants are facing a steady increase in regulatory enforcement actions. Surveyor helps you remain compliant by equipping you to perform fast, precise surveillance, delivering actionable compliance insights.
Comprehensive Detection
Knowledgeable, diligent support professionals who bring an in-depth understanding of trade surveillance and the regulatory landscape
Knowledgeable, diligent support professionals who bring an in-depth understanding of trade surveillance and the regulatory landscape
Knowledgeable, diligent support professionals who bring an in-depth understanding of trade surveillance and the regulatory landscape
Knowledgeable, diligent support professionals who bring an in-depth understanding of trade surveillance and the regulatory landscape

Compliance for All

No matter what you trade, where you’re located, or the role you occupy in the trading ecosystem, we help solve your most difficult trade surveillance and compliance challenges. We’ve got you covered.

Performance Through Practice

Born from the needs of a high-volume, low-latency trading firm, we’ve built our company with a firsthand understanding of what’s needed from a technology and support perspective to create a culture of compliance. We are committed to helping you get onboarded quickly, rapidly respond to suspicious activity, and reduce the risk of regulatory fines.

Our Clients

Surveyor supports a range of leading trading firms.
Interested in working with us? Get in Touch

From Our Vantage Point

Announcements, media coverage, and perspectives on the present and future of trade surveillance

Fast Facts on Trade Surveillance

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Trade surveillance enforcement actions involving layering or spoofing, the most complex behavior to detect

146%

Increase in trade surveillance spending industry-wide since 2010

May 2025

Effective date of SEC’s expanded dealer definition, requiring previously unaffected firms to register with FINRA

Enhance your regulatory capabilities with a rapid, accurate, and comprehensive approach to trade surveillance and best execution. Talk to us today to get started.