Our solutions maximize both compliance and performance, enabling you to meet key regulatory obligations while improving your trading.
Rule 605 Reporting
Our platform provides everything you need to analyze routing decisions at the most granular level, so you can ensure orders are being executed at the best prices while meeting your regulatory reporting obligations efficiently.
Benefit from full depth-of-book market data to more easily identify pricing outliers, assess execution quality, and complete Rule 605 reports in a turnkey fashion
Visualizations
Leverage customizable, intuitive charting capabilities to quickly identify routing trends and adjust routing decisions
Analysis
Improve execution quality by analyzing decisions across a wide range of metrics, from entry firm, security type, and listing exchange to order type, order size, notional value, and more
Rule 606 Reporting
SEC reporting requirements surrounding order routing are growing more complex. Broker-dealers can navigate them efficiently and accurately with Trillium Surveyor.
Meet your regulatory requirements easily using straightforward report templates, with support from Surveyor’s expert team
Impactful Analytics
Leverage our analytics to ensure accurate reporting and address any errors, such as payments that are not mapped to specific order flows
Easy Onboarding
New clients can get started rapidly, while existing clients can produce reports almost immediately using your existing trade surveillance data. Our robust data quality controls support the entire process
Where Do You Fit?
No matter your role in the markets, execution quality and post-trade analytics are fundamental to an effective regulatory compliance program. Broker-dealers, introducers, and market makers alike – whether working in retail or institutional – need to ensure that they are covered.
Regulations are constantly expanding and evolving. We help you navigate your obligations with ease and efficiency – and without adding to your headcount
Sell Side
You can efficiently surveil large trading volumes, with powerful data normalization capabilities as you diversify and scale
Proprietary Trading
We give you the power to monitor your entire trading floor. Our accurate surveillance capabilities and simplified workflows help you make sense of diverse trading activity
Exchanges/ATS
Ensure the integrity of your venue and products using trade surveillance capabilities that accurately identify market manipulation and can handle extremely high volumes
